Defendant Name: Bradley T. Ray

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Geotec, Inc. f/k/a Geotec Thermal Generators, Inc., Bradley T. Ray, William Richard Lueck, and Stephen D. Chanslor
First Document Date 02-Jul-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-80986
Allegation Type Issuer Reporting and Disclosure
Federal District Court Florida, Southern District of Florida

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Other
Rule 13b2-1 Exchange Act

Related Violations Alleged

Bradley T. Ray is alleged to have aided and abetted Geotec, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted Geotec, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted Geotec, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted Geotec, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted Geotec, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted Geotec, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).

Resolutions

First Resolution Date

Related Documents:

comp21116 02-Jul-2009 Complaint
Complaint for Injunctive and Other Relief

Other Defendants in Action:

Related Actions:

In the Matter of Stephen D. Chanslor (CPA)