Defendant Name:
Bradley T. Ray
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Geotec, Inc. f/k/a Geotec Thermal Generators, Inc., Bradley T. Ray, William Richard Lueck, and Stephen D. Chanslor
First Document Date
02-Jul-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-80986
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Florida, Southern District of Florida
Affiliations
- Current: Director—Chairman at Geotec, Inc. (From April 2005)
- Current: CEO at Geotec, Inc. (From May 2005)
- Current: Executive Vice President for Corporate Development at Geotec, Inc. (From March 2005)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Bradley T. Ray is alleged to have aided and abetted
Geotec, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted
Geotec, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted
Geotec, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted
Geotec, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted
Geotec, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted
Geotec, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
Other Defendants in Action:
