Defendant Name: Geotec, Inc.

Defendant Type: Other

Initial Case Details

Legal Case Name SEC v. Geotec, Inc. f/k/a Geotec Thermal Generators, Inc., Bradley T. Ray, William Richard Lueck, and Stephen D. Chanslor
First Document Date 02-Jul-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-80986
Allegation Type Issuer Reporting and Disclosure
Federal District Court Florida, Southern District of Florida

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-11
• Rule 13a-13
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
Other
• Rule 12b-11 Exchange Act
Additionally, Bradley T. Ray is alleged to have aided and abetted Geotec, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Stephen D. Chanslor is alleged to have aided and abetted Geotec, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
William Richard Lueck is alleged to have aided and abetted Geotec, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted Geotec, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Stephen D. Chanslor is alleged to have aided and abetted Geotec, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
William Richard Lueck is alleged to have aided and abetted Geotec, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted Geotec, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
William Richard Lueck is alleged to have aided and abetted Geotec, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
William Richard Lueck is alleged to have aided and abetted Geotec, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted Geotec, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Stephen D. Chanslor is alleged to have aided and abetted Geotec, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted Geotec, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Stephen D. Chanslor is alleged to have aided and abetted Geotec, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
William Richard Lueck is alleged to have aided and abetted Geotec, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Bradley T. Ray is alleged to have aided and abetted Geotec, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Stephen D. Chanslor is alleged to have aided and abetted Geotec, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
William Richard Lueck is alleged to have aided and abetted Geotec, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).

Resolutions

First Resolution Date 28-Jul-2010

Related Documents:

comp21116 02-Jul-2009 Complaint
Complaint for Injunctive and Other Relief
According to the SEC: "Lueck, then president, chief executive officer and chief financial officer of Geotec, a publicly held microcap issuer, agreed to pay brokers an incentive to tout Geotec's stock. Lueck arranged for Geotec to issue 100,000 shares of its stock to a purported promoter to be used to pay brokers to push Geotec's stock to customers ... Unbeknownst to Lueck, the purported stock promoter was an FBI confidential informant."
LR-21604 28-Jul-2010 Litigation Release
Defendants Geotec, Inc., Bradley T. Ray, Stephen D. Chanslor, and Williams Richard Lueck Settle SEC Enforcement Action in Geotec, Inc. Litigation
On July 28, 2010, the SEC issued a litigation release announcing: "the United States District Court for the Southern District of Florida entered Final Judgments, by consent, against Geotec, Inc., Bradley T. Ray, Stephen D. Chanslor, CPA, and William Richard Lueck, in connection with an enforcement action filed in 2007 that charged the Defendants with fraud and reporting, books and records, and internal controls violations arising from two distinct securities schemes."

Other Defendants in Action:

Bradley T. Ray
Stephen D. Chanslor
William Richard Lueck

Related Actions:

In the Matter of Stephen D. Chanslor (CPA)
Stephen D. Chanslor