Defendant Name: Stephen D. Chanslor

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Stephen D. Chanslor (CPA)
First Document Date 26-Aug-2010
Initial Filing Format Administrative Action
File Number 3-14025
Allegation Type Broker Dealer
AAER 3176

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 13(b)(5)
Other
• Rules 13a-14, 13b2-1 Exchange Act

Related Violations Alleged

Stephen D. Chanslor is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Stephen D. Chanslor is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Stephen D. Chanslor is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Stephen D. Chanslor is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Stephen D. Chanslor is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date

Related Documents:

34-62773 26-Aug-2010 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC v. Geotec, Inc. f/k/a Geotec Thermal Generators, Inc., Bradley T. Ray, William Richard Lueck, and Stephen D. Chanslor
Geotec, Inc.
Bradley T. Ray
Stephen D. Chanslor
William Richard Lueck