Defendant Name: Black Box Corporation

Defendant Type: Public Company
SIC Code: 7389
CUSIP: 09182610

Initial Case Details

Legal Case Name SEC v. Black Box Corporation, Frederick C. Young, and Anna M. Baird
First Document Date 04-Dec-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-01591
Allegation Type Issuer Reporting and Disclosure
Federal District Court Pennsylvania, Western District of Pennsylvania

Violations Alleged

Exchange Act
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-13
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
Additionally, Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Anna M. Baird is alleged to have aided and abetted Black Box Corporation's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Anna M. Baird is alleged to have aided and abetted Black Box Corporation's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Anna M. Baird is alleged to have aided and abetted Black Box Corporation's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Anna M. Baird is alleged to have aided and abetted Black Box Corporation's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Anna M. Baird is alleged to have aided and abetted Black Box Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Anna M. Baird is alleged to have aided and abetted Black Box Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 04-Dec-2009
Headline Total Penalty and Disgorgement $238,645

Related Documents:

comp21323 04-Dec-2009 Complaint
Complaint
On December 4, 2009, the SEC filed a complaint against Black Box Corporation, Frederick C. Young and Anna M. Baird. According to the SEC: "From 1998 through 2001, defendant Frederick C. Young engaged in the improper backdating of stock option grants at defendant Black Box Corporation..."
LR-21323 04-Dec-2009 Litigation Release
SEC Files Lawsuit Against Black Box Corporation, Former CEO and Former CFO for Stock-Options Backdating Violations
On December 4, 2009, the SEC issued a litigation release announcing that it filed a settled suit against Black Box Corporation, Frederick C. Young, and Anna M. Barid for stock-option backdating violations.
court_doc5_09-cv-01591 08-Dec-2009 Court Docket Document
Final Judgment as to Defendant Black Box Corporation
On November 8, 2009, Federal District Judge Nora Barry Fischer entered final judgment against Black Box Corporation pursuant to the consent of Black Box Corporation.

Other Defendants in Action:

Frederick C. Young
Anna M. Baird

Related Actions:

In the Matter of Anna M. Baird, CPA
Anna M. Baird