Defendant Name: Anna M. Baird

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Anna M. Baird, CPA
First Document Date 28-Dec-2009
Initial Filing Format Administrative Action
File Number 3-13729
Allegation Type Issuer Reporting and Disclosure
AAER 3090


Violations Alleged

Exchange Act
Rule 12b-20
Sec 13(a)
Rule 13a-1
Rule 13a-13
Sec 13(b)(2)(A)
Sec 13(b)(2)(B)
Sec 13(b)(5)
Securities Act
Sec 17(a)(2)
Sec 17(a)(3)


First Resolution Date 28-Dec-2009

Related Documents:

34-61245 28-Dec-2009 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC v. Black Box Corporation, Frederick C. Young, and Anna M. Baird