Defendant Name: Frederick C. Young

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Black Box Corporation, Frederick C. Young, and Anna M. Baird
First Document Date 04-Dec-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-01591
Allegation Type Issuer Reporting and Disclosure
Federal District Court Pennsylvania, Western District of Pennsylvania

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Sec 14(a)
Rule 14a-9
Securities Act
Sec 17(a) (Not specified)
Other
Rule 13b2-2 Exchange Act

Related Violations Alleged

Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Frederick C. Young is alleged to have aided and abetted Black Box Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 08-Dec-2009
Headline Total Penalty and Disgorgement $238,645

Related Documents:

comp21323 04-Dec-2009 Complaint
Complaint
court_doc6_09-cv-01591 08-Dec-2009 Court Docket Document
Final Judgment as to Defendant Frederick C. Young

Other Defendants in Action:

Related Actions:

In the Matter of Anna M. Baird, CPA