Defendant Name:
Michael J. Koss
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Koss Corporation and Michael J. Koss
First Document Date
24-Oct-2011
Initial Filing Format
Civil Proceeding
Case Number
11-cv-00991
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Wisconsin, Eastern District of Wisconsin
Affiliations
- Current: Director—Vice Chairman at Koss Corporation
- Current: CEO at Koss Corporation
- Current: President at Koss Corporation
- Current: COO at Koss Corporation
- Current: CFO at Koss Corporation
- Current: Controlling Shareholder at Koss Corporation
Related Violations Alleged
Michael J. Koss is alleged to have aided and abetted
Koss Corporation's violation of Rule 12b-20 of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Michael J. Koss is alleged to have aided and abetted
Koss Corporation's violation of Sec 13(a) of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Michael J. Koss is alleged to have aided and abetted
Koss Corporation's violation of Rule 13a-1 of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Michael J. Koss is alleged to have aided and abetted
Koss Corporation's violation of Rule 13a-11 of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Michael J. Koss is alleged to have aided and abetted
Koss Corporation's violation of Rule 13a-13 of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Michael J. Koss is alleged to have aided and abetted
Koss Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Michael J. Koss is alleged to have aided and abetted
Koss Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
23-Feb-2012
Other Defendants in Action:
