Defendant Name: Michael J. Koss

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Koss Corporation and Michael J. Koss
First Document Date 24-Oct-2011
Initial Filing Format Civil Proceeding
Case Number 11-cv-00991
Allegation Type Issuer Reporting and Disclosure
Federal District Court Wisconsin, Eastern District of Wisconsin

Affiliations

Violations Alleged

Exchange Act
Rule 13a-14

Related Violations Alleged

Michael J. Koss is alleged to have aided and abetted Koss Corporation's violation of Rule 12b-20 of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Michael J. Koss is alleged to have aided and abetted Koss Corporation's violation of Sec 13(a) of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Michael J. Koss is alleged to have aided and abetted Koss Corporation's violation of Rule 13a-1 of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Michael J. Koss is alleged to have aided and abetted Koss Corporation's violation of Rule 13a-11 of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Michael J. Koss is alleged to have aided and abetted Koss Corporation's violation of Rule 13a-13 of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Michael J. Koss is alleged to have aided and abetted Koss Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Michael J. Koss is alleged to have aided and abetted Koss Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Michael J. Koss is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).

Resolutions

First Resolution Date 23-Feb-2012

Related Documents:

comp22138 24-Oct-2011 Complaint
Complaint
court_doc11_11-cv-00991 23-Feb-2012 Court Docket Document
Final Judgment as to Defendant Michael J. Koss

Other Defendants in Action:

Related Actions:

SEC v. Sujata Sachdeva and Julie Mulvaney
In the Matter of Sujata Sachdeva