Defendant Name:
Sujata Sachdeva
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Sujata Sachdeva and Julie Mulvaney
First Document Date
31-Aug-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-00747
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Wisconsin, Eastern District of Wisconsin
Affiliations
- Former: Principal Accounting Officer; Secretary; Vice President of Finance at Koss Corporation (1992—2009)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Sujata Sachdeva is alleged to have aided and abetted Koss Corporation's violation of Rule 12b-20 of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted Koss Corporation's violation of Sec 13(a) of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted Koss Corporation's violation of Rule 13a-1 of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted Koss Corporation's violation of Rule 13a-11 of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted Koss Corporation's violation of Rule 13a-13 of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted Koss Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted Koss Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Sujata Sachdeva is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
11-Jan-2011
Other Defendants in Action:
