Defendant Name:
Julie Mulvaney
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Sujata Sachdeva and Julie Mulvaney
First Document Date
31-Aug-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-00747
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Wisconsin, Eastern District of Wisconsin
Affiliations
- Former: Senior Accountant at Koss Corporation (2001—2010)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Julie Mulvaney is alleged to have aided and abetted Koss Corporation's violation of Rule 12b-20 of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted Koss Corporation's violation of Sec 13(a) of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted Koss Corporation's violation of Rule 13a-1 of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted Koss Corporation's violation of Rule 13a-11 of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted Koss Corporation's violation of Rule 13a-13 of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted Koss Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted Koss Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Julie Mulvaney is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
20-Nov-2012
Headline Total Penalty and Disgorgement
$67,600
Other Defendants in Action:
