Defendant Name:
Kenneth Mueller
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. SafeNet, Inc., Anthony Caputo, Kenneth Mueller, Clinton Ronald Greenman, John Wilroy, And Gregory Pasko
First Document Date
10-Nov-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-02117
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: CFO at SafeNet, Inc. (June 2004—April 6, 2006)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Regulation G; Section 16(a) Exchange Act; Rules 16a-3, 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Kenneth Mueller is alleged to have aided and abetted
SafeNet, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Kenneth Mueller is alleged to have aided and abetted
SafeNet, Inc.'s violation of Sec 13(a) of the Exchange Act.
Kenneth Mueller is alleged to have aided and abetted
SafeNet, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Kenneth Mueller is alleged to have aided and abetted
SafeNet, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Kenneth Mueller is alleged to have aided and abetted
SafeNet, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Kenneth Mueller is alleged to have aided and abetted
SafeNet, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Kenneth Mueller is alleged to have aided and abetted
SafeNet, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Kenneth Mueller is alleged to have aided and abetted
SafeNet, Inc.'s violation of Sec 14(a) of the Exchange Act.
Kenneth Mueller is alleged to have aided and abetted
SafeNet, Inc.'s violation of Rule 14a-9 of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
02-Dec-2009
Headline Total Penalty and Disgorgement
$3,427,560
Other Defendants in Action:
