Defendant Name:
Carole D. Argo
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Carole Argo
First Document Date
01-Aug-2007
Initial Filing Format
Civil Proceeding
Case Number
07-cv-01397
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: Director—Interin CFO at SafeNet, Inc. (April 2006—October 2006)
- Former: President at SafeNet, Inc. (June 2004—October 2006)
- Former: Senior Vice President at SafeNet, Inc. (June 1999—June 2004)
- Former: COO at SafeNet, Inc. (June 2004—October 2006)
- Former: CFO at SafeNet, Inc. (June 1999—June 2004)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 16(a) Exchange Act; Rules 13b2-2, 16a-3 Exchange Act
Related Violations Alleged
Carole D. Argo is alleged to have aided and abetted SafeNet, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Carole D. Argo is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Carole D. Argo is alleged to have aided and abetted SafeNet, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Carole D. Argo is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Carole D. Argo is alleged to have aided and abetted SafeNet, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Carole D. Argo is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Carole D. Argo is alleged to have aided and abetted SafeNet, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Carole D. Argo is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Carole D. Argo is alleged to have aided and abetted SafeNet, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Carole D. Argo is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Carole D. Argo is alleged to have aided and abetted SafeNet, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Carole D. Argo is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 10 years
First Resolution Date
24-Sep-2008
Headline Total Penalty and Disgorgement
$50,000
