Defendant Name:
John N. Milne
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. John N. Milne
First Document Date
04-Apr-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-00505
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Connecticut, District of Connecticut
Affiliations
- Former: Director—Vice Chairman at United Rentals, Inc. (September 1997—August 15, 2005)
- Former: President at United Rentals, Inc. (June 2001—August 15, 2005)
- Former: CFO at United Rentals, Inc. (December 9, 2001—August 15, 2005)
- Former: Chief Acquisition Officer at United Rentals, Inc. (September 1997—August 15, 2005)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
John N. Milne is alleged to have aided and abetted United Rentals, Inc.'s violation of Rule 12b-20 of the Exchange Act.
John N. Milne is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
John N. Milne is alleged to have aided and abetted United Rentals, Inc.'s violation of Sec 13(a) of the Exchange Act.
John N. Milne is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
John N. Milne is alleged to have aided and abetted United Rentals, Inc.'s violation of Rule 13a-1 of the Exchange Act.
John N. Milne is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
John N. Milne is alleged to have aided and abetted United Rentals, Inc.'s violation of Rule 13a-13 of the Exchange Act.
John N. Milne is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
John N. Milne is alleged to have aided and abetted United Rentals, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
John N. Milne is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
John N. Milne is alleged to have aided and abetted United Rentals, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
John N. Milne is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of permanent duration)
First Resolution Date
14-Oct-2009
Headline Total Penalty and Disgorgement
$6,250,000
