Defendant Name: John N. Milne

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. John N. Milne
First Document Date 04-Apr-2008
Initial Filing Format Civil Proceeding
Case Number 08-cv-00505
Allegation Type Issuer Reporting and Disclosure
Federal District Court Connecticut, District of Connecticut

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

John N. Milne is alleged to have aided and abetted United Rentals, Inc.'s violation of Rule 12b-20 of the Exchange Act.
John N. Milne is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
John N. Milne is alleged to have aided and abetted United Rentals, Inc.'s violation of Sec 13(a) of the Exchange Act.
John N. Milne is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
John N. Milne is alleged to have aided and abetted United Rentals, Inc.'s violation of Rule 13a-1 of the Exchange Act.
John N. Milne is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
John N. Milne is alleged to have aided and abetted United Rentals, Inc.'s violation of Rule 13a-13 of the Exchange Act.
John N. Milne is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
John N. Milne is alleged to have aided and abetted United Rentals, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
John N. Milne is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
John N. Milne is alleged to have aided and abetted United Rentals, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
John N. Milne is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 14-Oct-2009

Related Documents:

complaint_08-cv-00505 04-Apr-2008 Complaint
Complaint
court_doc40_08-cv-00505 14-Oct-2009 Court Docket Document
Final Judgment as to Defendant John N. Milne

Related Actions:

SEC v. Terex Corporation
SEC v. United Rentals, Inc.
SEC v. Michael J. Nolan
SEC v. Joseph F. Apuzzo
In the Matter of Michael J. Nolan