Defendant Name:
Joseph F. Apuzzo
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Joseph F. Apuzzo
First Document Date
27-Dec-2007
Initial Filing Format
Civil Proceeding
Case Number
07-cv-01910
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Connecticut, District of Connecticut
Affiliations
- Former: CFO at Terex Corporation (October 1998—September 2002)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Joseph F. Apuzzo is alleged to have aided and abetted United Rentals, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Joseph F. Apuzzo is alleged to have aided and abetted United Rentals, Inc.'s violation of Sec 13(a) of the Exchange Act.
Joseph F. Apuzzo is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Joseph F. Apuzzo is alleged to have aided and abetted United Rentals, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Joseph F. Apuzzo is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Joseph F. Apuzzo is alleged to have aided and abetted United Rentals, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Joseph F. Apuzzo is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Joseph F. Apuzzo is alleged to have aided and abetted Michael J. Nolan's violation of Sec 13(b)(5) of the Exchange Act.
Joseph F. Apuzzo is alleged to have aided and abetted Michael J. Nolan's violation of Rule 13b2-1 Exchange Act.
Resolutions
First Resolution Date
08-Sep-2015
Headline Total Penalty and Disgorgement
$100,000
