Defendant Name: Michael J. Nolan

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Michael J. Nolan
First Document Date 29-Apr-2008
Initial Filing Format Administrative Action
File Number 3-13028
Allegation Type Issuer Reporting and Disclosure
AAER 2816

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Michael J. Nolan is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Michael J. Nolan is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Michael J. Nolan is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Michael J. Nolan is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Michael J. Nolan is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Michael J. Nolan is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Michael J. Nolan is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date

Related Documents:

34-57733 29-Apr-2008 Administrative Proceeding
Corrected Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC v. Terex Corporation
SEC v. United Rentals, Inc.
SEC v. Michael J. Nolan
SEC v. John N. Milne
SEC v. Joseph F. Apuzzo