Defendant Name:
        
        Joseph F. Apuzzo
    
    Defendant Type:
    
        Individual
    
    
        
            Document Reference:
        
        court_doc123_07-cv-01910
    
    Document Details
    
    
        
            Legal Case Name
        
        SEC v. Joseph F. Apuzzo
    
    
        
        
            Document Name
        
        
            Judgment as to Defendant Joseph F. Apuzzo
        
    
    
        
        
            Document Date
        
        
            08-Sep-2015
        
    
    
    
        
        
            Document Format
        
        
            Civil Proceeding
        
    
    
    
        
            
                Case Number
            
            
                07-cv-01910
            
        
            
                
                    Federal District Court
                
                
                    Connecticut, District of Connecticut
                
            
                    
                
                    Federal District Judge
                
                
                    Alvin W. Thompson
                
            
     
    
    
        
            Allegation Type
        
        
            
            Issuer Reporting and Disclosure
        
    
 
    
    
        Disgorgement & Penalty Information
        
        
            
                Resolutions
            
                
                    
                        Enjoinment
                    
                
                
                    
                        Fair Funds
                    
                
         
                    
                
                    Monetary Penalties:
                
                
                    
                        
                            Civil Penalty
                        
                    
                    
                            
                                Individual:    
                                $100,000.00
                            
                            
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