Defendant Name:
Gerard F. Hug
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Gerard F. Hug and Kurt W. Streams
First Document Date
02-Aug-2019
Initial Filing Format
Civil Proceeding
Case Number
19-cv-16290
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New Jersey, District of New Jersey
Affiliations
- Former: Director—No Specific Position Named in Document at Sito Mobile, Ltd. (August 2014—February 17, 2017)
- Former: CEO at Sito Mobile, Ltd. (August 2014—February 17, 2017)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Gerard F. Hug is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Rule 12b-20 of the Exchange Act.
Gerard F. Hug is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Sec 13(a) of the Exchange Act.
Gerard F. Hug is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Rule 13a-1 of the Exchange Act.
Gerard F. Hug is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Gerard F. Hug is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Gerard F. Hug is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Sec 14(a) of the Exchange Act.
Gerard F. Hug is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Rule 14a-3 of the Exchange Act.
Gerard F. Hug is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Rule 14a-9 of the Exchange Act.
Resolutions
First Resolution Date
13-Dec-2022
Headline Total Penalty and Disgorgement
$50,000
Other Defendants in Action:
