Defendant Name:
Kurt W. Streams
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Gerard F. Hug and Kurt W. Streams
First Document Date
02-Aug-2019
Initial Filing Format
Civil Proceeding
Case Number
19-cv-16290
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New Jersey, District of New Jersey
Affiliations
- Former: COO at Sito Mobile, Ltd. (December 2016—March 10, 2017)
- Former: CFO at Sito Mobile, Ltd. (November 2013—March 10, 2017)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Kurt W. Streams is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Rule 12b-20 of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Sec 13(a) of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Rule 13a-1 of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Sec 14(a) of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 14(a) of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Rule 14a-3 of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 14a-3 of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted Sito Mobile, Ltd.'s violation of Rule 14a-9 of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 14a-9 of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 2 years
First Resolution Date
30-Nov-2022
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
