Defendant Name:
Kurt W. Streams
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Kurt W. Streams, CPA
First Document Date
13-Jan-2023
Initial Filing Format
Administrative Action
File Number
3-21275
Allegation Type
Issuer Reporting and Disclosure
AAER
4370
Affiliations
- Former: CFO at Sito Mobile, Ltd. (November 1, 2013—March 10, 2017)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 14(a) of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 14a-3 of the Exchange Act.
Kurt W. Streams is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 14a-9 of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant (of unspecified duration)
First Resolution Date
