Defendant Name:
Thomas B. Mackey
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Tenet Healthcare Corporation, David L. Dennis, Thomas B. Mackey, Christi R. Sulzbach, and Raymond L. Mathiasen
First Document Date
02-Apr-2007
Initial Filing Format
Civil Proceeding
Case Number
07-cv-02144
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Central District of California
Affiliations
- Former: President at Tenet Healthcare Corporation (January 1999—November 2002)
- Former: COO at Tenet Healthcare Corporation (January 1999—November 2002)
Violations Alleged
•
Sec 17(a) (Not specified)
Related Violations Alleged
Thomas B. Mackey is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Thomas B. Mackey is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Thomas B. Mackey is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Thomas B. Mackey is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of permanent duration)
First Resolution Date
17-Sep-2009
Headline Total Penalty and Disgorgement
$2,531,541
Other Defendants in Action:
