Defendant Name:
Christi R. Sulzbach
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Tenet Healthcare Corporation, David L. Dennis, Thomas B. Mackey, Christi R. Sulzbach, and Raymond L. Mathiasen
First Document Date
02-Apr-2007
Initial Filing Format
Civil Proceeding
Case Number
07-cv-02144
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Central District of California
Affiliations
- Former: Executive Vice President at Tenet Healthcare Corporation (February 1999—September 2003)
- Former: Chief Compliance Officer at Tenet Healthcare Corporation (February 1999—September 2003)
- Former: General Counsel at Tenet Healthcare Corporation (February 1999—September 2003)
Violations Alleged
•
Sec 17(a) (Not specified)
Related Violations Alleged
Christi R. Sulzbach is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Christi R. Sulzbach is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Christi R. Sulzbach is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Christi R. Sulzbach is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Resolutions
First Resolution Date
18-Jun-2009
Headline Total Penalty and Disgorgement
$120,001
Other Defendants in Action:
