Defendant Name: Raymond L. Mathiasen

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Tenet Healthcare Corporation, David L. Dennis, Thomas B. Mackey, Christi R. Sulzbach, and Raymond L. Mathiasen
First Document Date 02-Apr-2007
Initial Filing Format Civil Proceeding
Case Number 07-cv-02144
Allegation Type Issuer Reporting and Disclosure
Federal District Court California, Central District of California

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)
Other
Rule 13b2-1 Exchange Act

Related Violations Alleged

Raymond L. Mathiasen is alleged to have aided and abetted Tenet Healthcare Corporation's violation of Rule 12b-20 of the Exchange Act.
Raymond L. Mathiasen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Raymond L. Mathiasen is alleged to have aided and abetted Tenet Healthcare Corporation's violation of Sec 13(a) of the Exchange Act.
Raymond L. Mathiasen is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Raymond L. Mathiasen is alleged to have aided and abetted Tenet Healthcare Corporation's violation of Rule 13a-1 of the Exchange Act.
Raymond L. Mathiasen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Raymond L. Mathiasen is alleged to have aided and abetted Tenet Healthcare Corporation's violation of Rule 13a-13 of the Exchange Act.
Raymond L. Mathiasen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Raymond L. Mathiasen is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 04-Apr-2007

Related Documents:

comp20067 02-Apr-2007 Complaint
Complaint for Violations of the Federal Securities Laws
court_doc7_07-cv-02144 04-Apr-2007 Court Docket Document
Final Judgment as to Defendant Raymond L. Mathiasen

Other Defendants in Action:

Related Actions:

In the Matter of Christi R. Sulzbach