Defendant Name:
Raymond L. Mathiasen
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Tenet Healthcare Corporation, David L. Dennis, Thomas B. Mackey, Christi R. Sulzbach, and Raymond L. Mathiasen
First Document Date
02-Apr-2007
Initial Filing Format
Civil Proceeding
Case Number
07-cv-02144
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Central District of California
Affiliations
- Former: Chief Accounting Officer at Tenet Healthcare Corporation (March 1996—November 2002)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Raymond L. Mathiasen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Raymond L. Mathiasen is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Raymond L. Mathiasen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Raymond L. Mathiasen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Raymond L. Mathiasen is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
04-Apr-2007
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
