Defendant Name: Raymond L. Mathiasen

Defendant Type: Individual

Document Reference: court_doc7_07-cv-02144

Document Details

Legal Case Name SEC v. Tenet Healthcare Corporation, David L. Dennis, Thomas B. Mackey, Christi R. Sulzbach, and Raymond L. Mathiasen
Document Name Final Judgment as to Defendant Raymond L. Mathiasen
Document Date 04-Apr-2007
Document Format Civil Proceeding
Case Number 07-cv-02144
Federal District Court California, Central District of California
Federal District Judge Gary Klausner
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Bars:
  • Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:

Disgorgement

Individual:     $1.00 Shared:    

Civil Penalty

Individual:     $240,000.00 Shared:    

Related Documents:

comp20067 02-Apr-2007 Complaint
Complaint for Violations of the Federal Securities Laws

Related Actions:

In the Matter of Christi R. Sulzbach