Defendant Name:
Gustave Dotoli
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. PacketPort.com, Inc., Ronald Durando, PacketPort, Inc., Microphase Corp., Robert H. Jaffe, Gustave Dotoli, IP Equity, Inc., M. Christopher Agarwal, Theodore Kunzog, and William Coons, III
First Document Date
15-Nov-2005
Initial Filing Format
Civil Proceeding
Case Number
05-cv-01747
Allegation Type
Market Manipulation
Federal District Court
Connecticut, District of Connecticut
Affiliations
- Current: Director—No Specific Position Named in Document at Packetport.com, Inc. (From November 26, 1999)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 16(a) Exchange Act; Rule 16a-3 Exchange Act
Related Violations Alleged
Gustave Dotoli is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Gustave Dotoli is alleged to have aided and abetted
Packetport.com, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Gustave Dotoli is alleged to have aided and abetted
Packetport.com, Inc.'s violation of Sec 13(a) of the Exchange Act.
Gustave Dotoli is alleged to have aided and abetted
Packetport.com, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Gustave Dotoli is alleged to have aided and abetted
Packetport.com, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Gustave Dotoli is alleged to have aided and abetted
Packetport.com, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
16-Aug-2007
Other Defendants in Action:
