Defendant Name:
Richard F. Syron
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Richard F. Syron, Patricia L. Cook, and Donald J. Bisenius
First Document Date
16-Dec-2011
Initial Filing Format
Civil Proceeding
Case Number
11-cv-09201
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Director—Chairman at Federal Home Loan Mortgage Corporation (December 2003—September 7, 2008)
- Former: CEO at Federal Home Loan Mortgage Corporation (December 2003—September 7, 2008)
Violations Alleged
•
Sec 17(a) (Not specified)
Additionally,
Donald J. Bisenius is alleged to have aided and abetted Richard F. Syron's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Related Violations Alleged
Richard F. Syron is alleged to have aided and abetted Federal Home Loan Mortgage Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Richard F. Syron is alleged to have aided and abetted Federal Home Loan Mortgage Corporation's violation of Rule 12b-20 of the Exchange Act.
Richard F. Syron is alleged to have aided and abetted Federal Home Loan Mortgage Corporation's violation of Sec 13(a) of the Exchange Act.
Richard F. Syron is alleged to have aided and abetted Federal Home Loan Mortgage Corporation's violation of Rule 13a-13 of the Exchange Act.
Resolutions
Bars:
- signing any report required to be filed with the Commission under Exchange Act Sections 13(a) or 15(d) or any certification required pursuant to Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 (of unspecified duration)
First Resolution Date
14-Apr-2015
Headline Total Penalty and Disgorgement
$250,000
Other Defendants in Action:
