Defendant Name:
Patricia L. Cook
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Richard F. Syron, Patricia L. Cook, and Donald J. Bisenius
First Document Date
16-Dec-2011
Initial Filing Format
Civil Proceeding
Case Number
11-cv-09201
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Executive Vice President at Federal Home Loan Mortgage Corporation (August 2004—September 26, 2008)
- Former: Chief Business Officer at Federal Home Loan Mortgage Corporation (August 2004—September 26, 2008)
Violations Alleged
•
Sec 17(a) (Not specified)
Additionally,
Donald J. Bisenius is alleged to have aided and abetted Patricia L. Cook's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Related Violations Alleged
Patricia L. Cook is alleged to have aided and abetted Federal Home Loan Mortgage Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Patricia L. Cook is alleged to have aided and abetted Federal Home Loan Mortgage Corporation's violation of Rule 12b-20 of the Exchange Act.
Patricia L. Cook is alleged to have aided and abetted Federal Home Loan Mortgage Corporation's violation of Sec 13(a) of the Exchange Act.
Patricia L. Cook is alleged to have aided and abetted Federal Home Loan Mortgage Corporation's violation of Rule 13a-13 of the Exchange Act.
Resolutions
Bars:
- refrain from signing any report required to be filed with the Commission under Exchange Act Sections 13(a) or 15(d) or any certification required pursuant to Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 (of unspecified duration)
First Resolution Date
14-Apr-2015
Headline Total Penalty and Disgorgement
$50,000
Other Defendants in Action:
