Defendant Name:
Patricia L. Cook
Defendant Type:
Individual
Document Reference:
court_doc135_11-cv-09201
Document Details
Legal Case Name
SEC v. Richard F. Syron, Patricia L. Cook, and Donald J. Bisenius
Document Name
Order
Document Date
14-Apr-2015
Document Format
Civil Proceeding
Case Number
11-cv-09201
Federal District Court
New York, Southern District of New York
Federal District Judge
Richard J. Sullivan
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Enjoinment
Various Undertakings
Bars:
- refrain from signing any report required to be filed with the Commission under Exchange Act Sections 13(a) or 15(d) or any certification required pursuant to Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 (of unspecified duration)
Monetary Penalties:
"Each Defendant agrees, pursuant to Section 308(b) of the Sarbanes-Oxley Act of 2002, as amended, to cause the following amounts to be donated, or do donate the following amounts . . .Cook: $50,000"
Individual:
$50,000.00
Shared:
Other Defendants in Action:
