Defendant Name:
Donald J. Bisenius
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Richard F. Syron, Patricia L. Cook, and Donald J. Bisenius
First Document Date
16-Dec-2011
Initial Filing Format
Civil Proceeding
Case Number
11-cv-09201
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Undetermined at Federal Home Loan Mortgage Corporation (1992—April 1, 2011)
- Former: Senior Vice President at Federal Home Loan Mortgage Corporation (November 2003—April 2008)
- Former: Member of the Disclosure Committee at Federal Home Loan Mortgage Corporation
Violations Alleged
•
Sec 17(a) (Not specified)
Related Violations Alleged
Donald J. Bisenius is alleged to have aided and abetted Federal Home Loan Mortgage Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Donald J. Bisenius is alleged to have aided and abetted
Richard F. Syron's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Donald J. Bisenius is alleged to have aided and abetted
Patricia L. Cook's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Donald J. Bisenius is alleged to have aided and abetted Federal Home Loan Mortgage Corporation's violation of Rule 12b-20 of the Exchange Act.
Donald J. Bisenius is alleged to have aided and abetted Federal Home Loan Mortgage Corporation's violation of Sec 13(a) of the Exchange Act.
Donald J. Bisenius is alleged to have aided and abetted Federal Home Loan Mortgage Corporation's violation of Rule 13a-13 of the Exchange Act.
Resolutions
Bars:
- signing any report required to be filed with the Commission under Exchange Act Sections 13(a) or 15(d) or any certification required pursuant to Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 (of unspecified duration)
First Resolution Date
14-Apr-2015
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
