Defendant Name:
Yatin D. Mody
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, yatin D. Mody, and Nicole R. Kaplan
First Document Date
10-Dec-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-09239
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Vice President at Vitesse Semiconductor Corporation (Until May 17, 2006)
- Former: CFO at Vitesse Semiconductor Corporation (Until May 17, 2006)
- Former: Controller/Comptroller at Vitesse Semiconductor Corporation (Until April 2005)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Yatin D. Mody is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Yatin D. Mody is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Yatin D. Mody is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Yatin D. Mody is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Yatin D. Mody is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Yatin D. Mody is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
22-Mar-2011
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
