Defendant Name: Eugene F. Hovanec

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, yatin D. Mody, and Nicole R. Kaplan
First Document Date 10-Dec-2010
Initial Filing Format Civil Proceeding
Case Number 10-cv-09239
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Section 16(a) Exchange Act; Rules 13b2-1, 13b2-2, 16a-3 Exchange Act

Related Violations Alleged

Eugene F. Hovanec is alleged to have aided and abetted Vitesse Semiconductor Corporation's violation of Rule 12b-20 of the Exchange Act.
Eugene F. Hovanec is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Eugene F. Hovanec is alleged to have aided and abetted Vitesse Semiconductor Corporation's violation of Sec 13(a) of the Exchange Act.
Eugene F. Hovanec is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Eugene F. Hovanec is alleged to have aided and abetted Vitesse Semiconductor Corporation's violation of Rule 13a-1 of the Exchange Act.
Eugene F. Hovanec is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Eugene F. Hovanec is alleged to have aided and abetted Vitesse Semiconductor Corporation's violation of Rule 13a-13 of the Exchange Act.
Eugene F. Hovanec is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Eugene F. Hovanec is alleged to have aided and abetted Vitesse Semiconductor Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Eugene F. Hovanec is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Eugene F. Hovanec is alleged to have aided and abetted Vitesse Semiconductor Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Eugene F. Hovanec is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 08-Aug-2014
Headline Total Penalty and Disgorgement $6,267,545

Related Documents:

comp21769 10-Dec-2010 Complaint
Complaint and Jury Demand
court_doc106_10-cv-09239 08-Aug-2014 Court Docket Document
Final Judgment as to Defendant Eugene F. Hovanec

Other Defendants in Action:

Related Actions:

In the Matter of Nicole Rae Kaplan, CPA
In the Matter of Yatin Dilip Mody, CPA
In the Matter of Eugene F. Hovanec, CPA