Defendant Name: Nicole R. Kaplan

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Nicole Rae Kaplan, CPA
First Document Date 08-Apr-2011
Initial Filing Format Administrative Action
File Number 3-14331
Allegation Type Issuer Reporting and Disclosure
AAER 3262

Affiliations

Resolutions

Bars:
First Resolution Date

Related Documents:

34-64271 08-Apr-2011 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC v. Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, yatin D. Mody, and Nicole R. Kaplan
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In the Matter of Yatin Dilip Mody, CPA
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In the Matter of Eugene F. Hovanec, CPA
Eugene F. Hovanec