Defendant Name: Nicole R. Kaplan

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Nicole Rae Kaplan, CPA
First Document Date 08-Apr-2011
Initial Filing Format Administrative Action
File Number 3-14331
Allegation Type Issuer Reporting and Disclosure
AAER 3262



First Resolution Date

Related Documents:

34-64271 08-Apr-2011 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC v. Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, yatin D. Mody, and Nicole R. Kaplan
In the Matter of Yatin Dilip Mody, CPA
In the Matter of Eugene F. Hovanec, CPA