Defendant Name:
Nicole R. Kaplan
Defendant Type:
Individual
Document Reference:
34-64271
Document Details
Legal Case Name
In the Matter of Nicole Rae Kaplan, CPA
Document Name
Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions
Document Date
08-Apr-2011
Document Format
Administrative Proceeding
AAER
3262
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar on practicing before the SEC as an Accountant (of unspecified duration)
