Defendant Name: Steven N. Epstein, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Sherb & Co., LLP, Steven J. Sherb, CPA, Christopher A. Valleau, CPA, Mark Mycio, CPA, and Steven N. Epstein, CPA
First Document Date 06-Nov-2013
Initial Filing Format Administrative Action
File Number 3-15609
Allegation Type Issuer Reporting and Disclosure
AAER 3512


Violations Alleged

Rule 102(e)(1)(iv)(B)(2) Commission's Rules of Practice


First Resolution Date

Related Documents:

34-70823 06-Nov-2013 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Order

Other Defendants in Action:

Related Actions:

SEC v. China Sky One Medical, Inc. and Yan-qing Liu