Defendant Name: Khaled "Kal" Bassily

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Khaled "Kal" Bassily
First Document Date 03-Jan-2018
Initial Filing Format Administrative Action
File Number 3-18329
Allegation Type Broker Dealer


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 15(c)
Securities Act
Sec 17(a) (Not specified)


First Resolution Date

Related Documents:

34-82438 03-Jan-2018 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions

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