Defendant Name:
Global Transition Solutions, Inc.
Defendant Type:
Other
Initial Case Details
Legal Case Name
SEC v. John T. Place, Paul G. Kirk, John P. Kirk, Global Transition Solutions, Inc., and Global Transition Solutions, LLC
First Document Date
08-Aug-2016
Initial Filing Format
Civil Proceeding
Case Number
16-CV-04291
Allegation Type
Broker Dealer
Federal District Court
Pennsylvania, Eastern District of Pennsylvania
Violations Alleged
Additionally,
John T. Place is alleged to have controlled Global Transition Solutions, Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Paul G. Kirk is alleged to have controlled Global Transition Solutions, Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
John P. Kirk is alleged to have controlled Global Transition Solutions, Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
John T. Place is alleged to have aided and abetted Global Transition Solutions, Inc. 's violation of Sec 15(c) of the Exchange Act.
John T. Place is alleged to have controlled Global Transition Solutions, Inc. 's violation of Sec 15(c) of the Exchange Act.
Paul G. Kirk is alleged to have aided and abetted Global Transition Solutions, Inc. 's violation of Sec 15(c) of the Exchange Act.
Paul G. Kirk is alleged to have controlled Global Transition Solutions, Inc. 's violation of Sec 15(c) of the Exchange Act.
John P. Kirk is alleged to have aided and abetted Global Transition Solutions, Inc. 's violation of Sec 15(c) of the Exchange Act.
John P. Kirk is alleged to have controlled Global Transition Solutions, Inc. 's violation of Sec 15(c) of the Exchange Act.
Resolutions
First Resolution Date
24-Apr-2017
Other Defendants in Action:
