Defendant Name:
Craig S. Lax
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Craig S. Lax
First Document Date
25-Mar-2015
Initial Filing Format
Administrative Action
File Number
3-16457
Allegation Type
Broker Dealer
Affiliations
- CEO at G-Trade Services LLC
Resolutions
Bars:
- Bar from participating in any penny stock offering for 5 years
- Bar on association in a supervisory capacity with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
First Resolution Date
25-Mar-2015
