Defendant Name:
Arcangelo Loberto
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Research in Motion Limited, Dennis Kavelman, Arcangelo Loberto, James Balsillie and Mihal Lazaridis
First Document Date
17-Feb-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-00301
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: Vice President at Research in Motion Limited (2001—March 2007)
- Former: Managing Director at Research in Motion Limited (1997—2001)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Arcangelo Loberto is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Arcangelo Loberto is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Arcangelo Loberto is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Arcangelo Loberto is alleged to have aided and abetted
Research in Motion Limited's violation of Sec 13(b)(2)(A) of the Exchange Act.
Arcangelo Loberto is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Arcangelo Loberto is alleged to have aided and abetted
Research in Motion Limited's violation of Sec 13(b)(2)(B) of the Exchange Act.
Arcangelo Loberto is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Arcangelo Loberto is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-16 Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
25-Mar-2009
Headline Total Penalty and Disgorgement
$477,639
Other Defendants in Action:
