Defendant Name:
Mihal Lazaridis
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Research in Motion Limited, Dennis Kavelman, Arcangelo Loberto, James Balsillie and Mihal Lazaridis
First Document Date
17-Feb-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-00301
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Current: Director—Other at Research in Motion Limited
- Current: CEO at Research in Motion Limited
- Current: President at Research in Motion Limited
- Current: Founder at Research in Motion Limited
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Mihal Lazaridis is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted
Research in Motion Limited's violation of Sec 13(b)(2)(A) of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted
Research in Motion Limited's violation of Sec 13(b)(2)(B) of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-16 Exchange Act.
Resolutions
First Resolution Date
25-Mar-2009
Headline Total Penalty and Disgorgement
$499,503
Other Defendants in Action:
