Defendant Name: Mihal Lazaridis

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Research in Motion Limited, Dennis Kavelman, Arcangelo Loberto, James Balsillie and Mihal Lazaridis
First Document Date 17-Feb-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-00301
Allegation Type Issuer Reporting and Disclosure
Federal District Court District of Columbia, District of Columbia

Affiliations

Violations Alleged

Exchange Act
Sec 13(b)(5)
Securities Act
Sec 17(a)(2)
Sec 17(a)(3)
Other
Rule 13b2-1 Exchange Act

Related Violations Alleged

Mihal Lazaridis is alleged to have aided and abetted Research in Motion Limited's violation of Rule 12b-20 of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted Research in Motion Limited's violation of Sec 13(a) of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted Research in Motion Limited's violation of Rule 13a-1 of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted Research in Motion Limited's violation of Sec 13(b)(2)(A) of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted Research in Motion Limited's violation of Sec 13(b)(2)(B) of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted Research in Motion Limited's violation of Rule 13a-16 Exchange Act.
Mihal Lazaridis is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-16 Exchange Act.

Resolutions

First Resolution Date 25-Mar-2009

Related Documents:

comp20902 17-Feb-2009 Complaint
Complaint
court_doc7_09-cv-00301 25-Mar-2009 Court Docket Document
Final Judgment

Other Defendants in Action:

Related Actions:

In the Matter of Dennis Kavelman, C.A. and Arcangelo Loberto, C.A.