Defendant Name: Dennis Kavelman

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Dennis Kavelman, C.A. and Arcangelo Loberto, C.A.
First Document Date 30-Mar-2009
Initial Filing Format Administrative Action
File Number 3-13421
Allegation Type Issuer Reporting and Disclosure
AAER 2958

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Dennis Kavelman is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Dennis Kavelman is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Dennis Kavelman is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Dennis Kavelman is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Dennis Kavelman is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Dennis Kavelman is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-16 Exchange Act.

Resolutions

Bars:
First Resolution Date

Related Documents:

34-59648 30-Mar-2009 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Other Defendants in Action:

Related Actions:

SEC v. Research in Motion Limited, Dennis Kavelman, Arcangelo Loberto, James Balsillie and Mihal Lazaridis