Defendant Name:
Dennis Kavelman
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Dennis Kavelman, C.A. and Arcangelo Loberto, C.A.
First Document Date
30-Mar-2009
Initial Filing Format
Administrative Action
File Number
3-13421
Allegation Type
Issuer Reporting and Disclosure
AAER
2958
Affiliations
- Former: Vice President at Research in Motion Limited (1995—1997)
- Current: COO at Research in Motion Limited
- Former: CFO at Research in Motion Limited (1997—2007)
- Former: Corporate Secretary at Research in Motion Limited (From 2004)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Dennis Kavelman is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Dennis Kavelman is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Dennis Kavelman is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Dennis Kavelman is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Dennis Kavelman is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Dennis Kavelman is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-16 Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 5 years
First Resolution Date
Other Defendants in Action:
