Defendant Name:
Nicor, Inc.
Defendant Type:
Public Company
SIC Code:
4924
CUSIP:
65408610
Initial Case Details
Legal Case Name
SEC v. Nicor Inc. and Jeffrey L. Metz
First Document Date
29-Mar-2007
Initial Filing Format
Civil Proceeding
Case Number
07-cv-01739
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Illinois, Northern District of Illinois
Violations Alleged
•
Sec 17(a) (Not specified)
Additionally,
Jeffrey L. Metz is alleged to have aided and abetted Nicor, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Jeffrey L. Metz is alleged to have aided and abetted Nicor, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Jeffrey L. Metz is alleged to have aided and abetted Nicor, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Jeffrey L. Metz is alleged to have aided and abetted Nicor, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
30-Apr-2007
Headline Total Penalty and Disgorgement
$10,060,052
Other Defendants in Action: