Defendant Name:
Jeffrey L. Metz
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Nicor Inc. and Jeffrey L. Metz
First Document Date
29-Mar-2007
Initial Filing Format
Civil Proceeding
Case Number
07-cv-01739
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Illinois, Northern District of Illinois
Affiliations
- Former: Vice President at Nicor, Inc. (January 2004—January 2005)
- Former: Vice President at Nicor Gas (January 2004—January 2005)
- Former: Controller/Comptroller at Nicor, Inc. (October 2000—January 2004)
- Former: Controller/Comptroller at Nicor Gas (October 2000—January 2004)
- Former: Assistant Vice President at Nicor, Inc. (October 2000—January 2004)
- Former: Assistant Vice President at Nicor Gas (October 2000—January 2004)
Violations Alleged
•
Sec 17(a) (Not specified)
Related Violations Alleged
Jeffrey L. Metz is alleged to have aided and abetted
Nicor, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Jeffrey L. Metz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Jeffrey L. Metz is alleged to have aided and abetted
Nicor, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Jeffrey L. Metz is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Jeffrey L. Metz is alleged to have aided and abetted
Nicor, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Jeffrey L. Metz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Jeffrey L. Metz is alleged to have aided and abetted
Nicor, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Jeffrey L. Metz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
30-Apr-2007
Headline Total Penalty and Disgorgement
$10,060,052
Other Defendants in Action:
