Defendant Name: Scott A. Livengood

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Scott A. Livengood, John W. Tate, and Randy S. Casstevens
First Document Date 04-Mar-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-00159
Allegation Type Issuer Reporting and Disclosure
Federal District Court North Carolina, Middle District of North Carolina

Affiliations

Violations Alleged

Exchange Act
Rule 13a-14
Securities Act
Sec 17(a)(2)
Sec 17(a)(3)

Related Violations Alleged

Scott A. Livengood is alleged to have aided and abetted Krispy Kreme Doughnuts, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Scott A. Livengood is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Scott A. Livengood is alleged to have aided and abetted Krispy Kreme Doughnuts, Inc.'s violation of Sec 13(a) of the Exchange Act.
Scott A. Livengood is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Scott A. Livengood is alleged to have aided and abetted Krispy Kreme Doughnuts, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Scott A. Livengood is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Scott A. Livengood is alleged to have aided and abetted Krispy Kreme Doughnuts, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Scott A. Livengood is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Scott A. Livengood is alleged to have aided and abetted Krispy Kreme Doughnuts, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Scott A. Livengood is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.

Resolutions

First Resolution Date 01-Apr-2009

Related Documents:

comp20923 04-Mar-2009 Complaint
Complaint for Injunctive and Other Relief
court_doc3_09-cv-00159 01-Apr-2009 Court Docket Document
Final Judgment as to Defendant Scott A. Livengood

Other Defendants in Action:

Related Actions:

In the Matter of Krispy Kreme Doughnuts, Inc.
In the Matter of Sherry J. Polonsky