Defendant Name: Randy S. Casstevens

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Scott A. Livengood, John W. Tate, and Randy S. Casstevens
First Document Date 04-Mar-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-00159
Allegation Type Issuer Reporting and Disclosure
Federal District Court North Carolina, Middle District of North Carolina

Affiliations

Violations Alleged

Exchange Act
Rule 13a-14
Sec 13(b)(5)
Securities Act
Sec 17(a)(3)
Other
Rule 13b2-1 Exchange Act

Related Violations Alleged

Randy S. Casstevens is alleged to have aided and abetted Krispy Kreme Doughnuts, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted Krispy Kreme Doughnuts, Inc.'s violation of Sec 13(a) of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted Krispy Kreme Doughnuts, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted Krispy Kreme Doughnuts, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted Krispy Kreme Doughnuts, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted Krispy Kreme Doughnuts, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted Krispy Kreme Doughnuts, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Randy S. Casstevens is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 01-Apr-2009

Related Documents:

comp20923 04-Mar-2009 Complaint
Complaint for Injunctive and Other Relief
court_doc4_09-cv-00159 01-Apr-2009 Court Docket Document
Final Judgment as to Defendant Randy S. Casstevens

Other Defendants in Action:

Related Actions:

In the Matter of Krispy Kreme Doughnuts, Inc.
In the Matter of Sherry J. Polonsky