Defendant Name:
Sherry J. Polonsky
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Sherry J. Polonsky
First Document Date
04-Mar-2009
Initial Filing Format
Administrative Action
File Number
3-13389
Allegation Type
Issuer Reporting and Disclosure
AAER
2942
Affiliations
- Former: Vice President of Finance and then Senior Vice President of Finance at Krispy Kreme Doughnuts, Inc. (January 2002—June 17, 2005)
Violations Alleged
Related Violations Alleged
Sherry J. Polonsky is alleged to have caused Krispy Kreme Doughnuts, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Sherry J. Polonsky is alleged to have caused Krispy Kreme Doughnuts, Inc.'s violation of Sec 13(a) of the Exchange Act.
Sherry J. Polonsky is alleged to have caused Krispy Kreme Doughnuts, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Sherry J. Polonsky is alleged to have caused Krispy Kreme Doughnuts, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Sherry J. Polonsky is alleged to have caused Krispy Kreme Doughnuts, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Sherry J. Polonsky is alleged to have caused Krispy Kreme Doughnuts, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Sherry J. Polonsky is alleged to have caused Krispy Kreme Doughnuts, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
04-Mar-2009
