Defendant Name:
Ramón Lafarga Bátiz
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Gerardo de Nicolas Gutierrez, Carlos Javier Moctezuma Velasco, Ramon Lafarga Batiz, and Noe Corrales Reyes
First Document Date
11-Oct-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-02086
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Southern District of California
Affiliations
- Former: Controller/Comptroller at Desarrolladora Homex S.A.B. de C.V (2009—April 2014)
- Former: Administrative and Accounting Officer at Desarrolladora Homex S.A.B. de C.V (2009—April 2014)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
•
Rule 13a-16 Exchange Act
Related Violations Alleged
Ramón Lafarga Bátiz is alleged to have aided and abetted Desarrolladora Homex S.A.B. de C.V 's violation of Rule 12b-20 of the Exchange Act.
Ramón Lafarga Bátiz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Ramón Lafarga Bátiz is alleged to have aided and abetted Desarrolladora Homex S.A.B. de C.V 's violation of Sec 13(a) of the Exchange Act.
Ramón Lafarga Bátiz is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Ramón Lafarga Bátiz is alleged to have aided and abetted Desarrolladora Homex S.A.B. de C.V 's violation of Rule 13a-1 of the Exchange Act.
Ramón Lafarga Bátiz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Ramón Lafarga Bátiz is alleged to have aided and abetted Desarrolladora Homex S.A.B. de C.V 's violation of Sec 13(b)(2)(A) of the Exchange Act.
Ramón Lafarga Bátiz is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Ramón Lafarga Bátiz is alleged to have aided and abetted Desarrolladora Homex S.A.B. de C.V 's violation of Sec 13(b)(2)(B) of the Exchange Act.
Ramón Lafarga Bátiz is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Ramón Lafarga Bátiz is alleged to have aided and abetted Desarrolladora Homex S.A.B. de C.V 's violation of Rule 13a-16 Exchange Act.
Ramón Lafarga Bátiz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-16 Excahnge Act.
Resolutions
First Resolution Date
29-Jun-2021
Headline Total Penalty and Disgorgement
$160,000
Other Defendants in Action:
