Defendant Name: Ramón Lafarga Bátiz

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Ramón Lafarga Bátiz
First Document Date 27-Sep-2021
Initial Filing Format Administrative Action
File Number 3-20603
Allegation Type Issuer Reporting and Disclosure


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 12b-20
Sec 13(a)
Rule 13a-1
Sec 13(b)(2)(A)
Sec 13(b)(2)(B)
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Rules 13a-16, 13b2-1 Exchange Act


First Resolution Date

Related Documents:

34-93137 27-Sep-2021 Administrative Proceeding
Order Instituting Public Administrative Proceedings and Imposing Temporary Suspension Pursuant To Rule 102(e)(3) of The Commission's Rules Of Practice

Related Actions:

SEC v. Desarrolladora Homex, S.A.B. de C.V.
SEC v. Gerardo de Nicolas Gutierrez, Carlos Javier Moctezuma Velasco, Ramon Lafarga Batiz, and Noe Corrales Reyes
In the Matter of Mancera, S.C., Alejandro Valdez Mendoza, C.P., and Angel Radames Corral Nieblas, C.P.
In the Matter of Carlos Javier Moctezuma Velasco
In the Matter of Noe Corrales Reyes