Defendant Name:
Noe Corrales Reyes
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Gerardo de Nicolas Gutierrez, Carlos Javier Moctezuma Velasco, Ramon Lafarga Batiz, and Noe Corrales Reyes
First Document Date
11-Oct-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-02086
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Southern District of California
Affiliations
- Former: Manager at Desarrolladora Homex S.A.B. de C.V (Until October 2016)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Noe Corrales Reyes is alleged to have aided and abetted Desarrolladora Homex S.A.B. de C.V 's violation of Rule 12b-20 of the Exchange Act.
Noe Corrales Reyes is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Noe Corrales Reyes is alleged to have aided and abetted Desarrolladora Homex S.A.B. de C.V 's violation of Sec 13(a) of the Exchange Act.
Noe Corrales Reyes is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Noe Corrales Reyes is alleged to have aided and abetted Desarrolladora Homex S.A.B. de C.V 's violation of Rule 13a-1 of the Exchange Act.
Noe Corrales Reyes is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Noe Corrales Reyes is alleged to have aided and abetted Desarrolladora Homex S.A.B. de C.V 's violation of Sec 13(b)(2)(A) of the Exchange Act.
Noe Corrales Reyes is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Noe Corrales Reyes is alleged to have aided and abetted Desarrolladora Homex S.A.B. de C.V 's violation of Sec 13(b)(2)(B) of the Exchange Act.
Noe Corrales Reyes is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Noe Corrales Reyes is alleged to have aided and abetted Desarrolladora Homex S.A.B. de C.V 's violation of Rule 13a-16 Exchange Act.
Noe Corrales Reyes is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-16 Exchange Act.
Resolutions
First Resolution Date
29-Jun-2021
Headline Total Penalty and Disgorgement
$160,000
Other Defendants in Action:
