Defendant Name:
David M. Martin
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Life Partners Holdings, Inc., Brian D. Pardo, R. Scott Peden and David M. Martin
First Document Date
03-Jan-2012
Initial Filing Format
Civil Proceeding
Case Number
12-cv-00033
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Texas, Western District of Texas
Affiliations
- Current: CFO at Life Partners Holdings, Inc. (From 2008)
Violations Alleged
•
Rule 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
David M. Martin is alleged to have aided and abetted
Life Partners Holdings, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
David M. Martin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
David M. Martin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
David M. Martin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
David M. Martin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
David M. Martin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
David M. Martin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
19-Jan-2014
Headline Total Penalty and Disgorgement
$46,896,804
Other Defendants in Action:
