Defendant Name:
R. Scott Peden
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Life Partners Holdings, Inc., Brian D. Pardo, R. Scott Peden and David M. Martin
First Document Date
03-Jan-2012
Initial Filing Format
Civil Proceeding
Case Number
12-cv-00033
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Texas, Western District of Texas
Affiliations
- Current: Director—No Specific Position Named in Document at Life Partners Holdings, Inc. (From 2000)
- Current: President at Life Partners Holdings, Inc. (From 2000)
- Current: Vice President at Life Partners, Inc. (From 1991)
- Current: General Counsel at Life Partners Holdings, Inc. (From 2000)
- Current: General Counsel at Life Partners, Inc. (From 1991)
- Current: Secretary at Life Partners Holdings, Inc. (From 2000)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
R. Scott Peden is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Resolutions
First Resolution Date
02-Dec-2014
Headline Total Penalty and Disgorgement
$46,896,804
Other Defendants in Action:
