Defendant Name: R. Scott Peden

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Life Partners Holdings, Inc., Brian D. Pardo, R. Scott Peden and David M. Martin
First Document Date 03-Jan-2012
Initial Filing Format Civil Proceeding
Case Number 12-cv-00033
Allegation Type Issuer Reporting and Disclosure
Federal District Court Texas, Western District of Texas

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rule 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

R. Scott Peden is alleged to have aided and abetted Life Partners Holdings, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted Life Partners Holdings, Inc.'s violation of Rule 12b-20 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted Life Partners Holdings, Inc.'s violation of Sec 13(a) of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted Life Partners Holdings, Inc.'s violation of Rule 13a-1 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted Life Partners Holdings, Inc.'s violation of Rule 13a-13 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted Life Partners Holdings, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

First Resolution Date 02-Dec-2014

Related Documents:

comp-pr2012-2 03-Jan-2012 Complaint
Complaint
court_doc304_12-cv-00033 02-Dec-2014 Court Docket Document
Final Judgment Order
court_doc352_12-cv-00033 16-Jan-2015 Court Docket Document
Final Judgment

Other Defendants in Action:

Related Actions:

In the Matter of David M. Martin CPA
In the Matter of R. Scott Peden, Esq.
In the Matter of J. Brian Laib, CPA