Defendant Name:
R. Scott Peden
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of R. Scott Peden, Esq.
First Document Date
16-Apr-2015
Initial Filing Format
Administrative Action
File Number
3-16497
Allegation Type
Issuer Reporting and Disclosure
Affiliations
- President at Life Partners, Inc.
- Vice President at Life Partners, Inc.
- General Counsel at Life Partners Holdings, Inc.
- General Counsel at Life Partners, Inc.
- Secretary at Life Partners Holdings, Inc.
- Secretary at Life Partners, Inc.
Related Violations Alleged
R. Scott Peden is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted Life Partners Holdings, Inc.'s violation of Rule 12b-20 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted Life Partners Holdings, Inc.'s violation of Sec 13(a) of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted Life Partners Holdings, Inc.'s violation of Rule 13a-1 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
R. Scott Peden is alleged to have aided and abetted Life Partners Holdings, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Attorney for 30 days
First Resolution Date
23-Nov-2015
