Defendant Name: D. Jonathan Merriman

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Merriman Curhan Ford & Co., D. Jonathan Merriman, and Christopher Aguilar
First Document Date 10-Nov-2009
Initial Filing Format Administrative Action
File Number 3-13681
Allegation Type Broker Dealer


Violations Alleged

Section 15(b)(7) Exchange Act; Rule 15b-7 Exchange Act

Related Violations Alleged

D. Jonathan Merriman is alleged to have aided and abetted Merriman Curhan Ford & Co.'s violation of Section 15(b)(7) Exchange Act; Rule 15b7-1 Exchange Act.


First Resolution Date 10-Nov-2009
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-60976 10-Nov-2009 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist ORder

Other Defendants in Action:

Related Actions:

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In the Matter of David Scott Cacchione
SEC v. William J. "Boots" Del Biaggio III
In the Matter of William J. Del Biaggio III